Board Level Update on the Whistleblower Act, Pt. 2

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Dan Daly’s interview of Stuart Cable, a partner at Goodwin Procter LLP, continues. Further analysis of the implementation and board-level impact of Whistleblower legislation.

• SEC investigations and how they are referred back to companies.
• From personnel to fraud, understand the breadth of items covered.
• Clear guidelines for referring complaints up through an organization.
• Response policy starts at the top and must be spread downward.
• When investigations should be internal, and when third-party.

Part 2 of a 2 part series